Insurance/Reinsurance Intermediary

MMPI Financial Services Limited

Trading Name: MMPI

Address: (Principal Business Address) 101 Morehampton Road Donnybrook Village Dublin 4

Reference No: C124650

Entity Type Description: Insurance /Reinsurance Intermediary

• Registered as an insurance/reinsurance intermediary under the European Communities (Insurance Mediation) Regulations, 2005 (as amended).

Registered As: Insurance Intermediary

Registered On: 10 Mar 2014

Countries Passporting to: Belgium; United Kingdom

Country Basis of Establishment: Freedom of Service

Persons Responsible: ** Persons in the management structure of a firm who are responsible for the insurance/reinsurance mediation business. Please note this is not applicable to sole trader firms (as the sole trader is responsible for all the business):-

Investment Business Firm

MMPI Financial Services Limited

Trading Name: MMPI

Address: (Principal Business Address) 101 Morehampton Road Donnybrook Village Dublin 4

Reference No: C124650

Entity Type Description: Investment Business Firm

• Authorised as an Investment Business Firm under Section 10 of the Investment Intermediaries Act, 1995 (as amended).

Registered As: Authorised Advisor

Registered On: 10 Mar 2014

Client Money Rules: No

Authorised Activities: Authorised to provide broad based investment advice in relation to the investment instruments listed below.

Business Services: (a) Receiving and Transmitting (f) Deposit Agent/Broker

Investment Instruments: (m) Insurance Policies (kk) Tracker Bonds (n) Personal Retirement Savings Accounts (a) Listed shares and bonds (c) Collective Investments

Mortgage Intermediary

MMPI Financial Services Limited

Trading Name: MMPI

Address: (Principal Business Address) 101 Morehampton Road Donnybrook Village Dublin 4

Reference No: C124650

Entity Type Description: Mortgage Intermediary

• Authorised under Section 116 of the Consumer Credit Act, 1995 (as amended).

Registered As: Mortgage Intermediary

Registered On: 10 Mar 2014 ExpiryDate: 09 Mar 2024

The Financial Services Register – UK

Regulators for:

617096 – MMPI Financial Services Limited

This firm is authorised or registered by its home state regulator[s] (other regulator[s] within the European Economic Area but outside the UK) below and may be subject to limited regulation by the Financial Conduct Authority.